Nicholas Miller

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-02-19

OH RA
APPROVED

Since 2026-02-19

Branch Locations

Groveport, OH • United States

5455 Rings Road Suite 125, Dublin, OH 43017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Columbus	OH	09/2019	01/2026
Grand Prix Karting	Columbus	OH	09/2014	08/2019
The Ohio State University	Columbus	OH	08/2012	05/2018
Mml Investors Services, Llc	Dublin	OH	02/2026	Present
Massmutual Life Insurance Company	Dublin	OH	01/2026	Present
Unemployed	Groveport	OH	01/2026	01/2026

09/2019 → 01/2026

Morgan Stanley

Columbus, OH
09/2014 → 08/2019

Grand Prix Karting

Columbus, OH
08/2012 → 05/2018

The Ohio State University

Columbus, OH
02/2026 → Present

Mml Investors Services, Llc

Dublin, OH
01/2026 → Present

Massmutual Life Insurance Company

Dublin, OH
01/2026 → 01/2026

Unemployed

Groveport, OH

Previous Registrations

2025-08-04 → 2026-01-19

Morgan Stanley

Columbus, OH

Groveport, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-01

S66 Uniform Combined State Law Examination

2025-08-01

Other Names

Nick Miller

View on SEC IAPD