Mitchell Ryan Roth

Current Employers

Employment History

• 07/2018 → 04/2020
  Ameriprise Financial Services Inc
  Las Vegas, NV
• 05/2018 → 06/2018
  Adamantine Spine Moving
  Iowa City, IA
• 08/2017 → 05/2018
  Western Illinois University
  Macomb, IL
• 05/2017 → 07/2017
  Adamantine Spine Moving
  Iowa City, IA
• 08/2016 → 05/2017
  Western Illinois University
  Macomb, IL
• 05/2020 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 05/2020 → 12/2021
  Equitable Advisors, Llc
  New York, NY
• 12/2021 → 10/2022
  Lpl Financial Llc
  Las Vegas, NV
• 11/2022 → 04/2026
  The Vanguard Group, Inc.
  Charlotte, NC
• 04/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2026 → Present
  Sovran Advisors, Llc
  Dallas, NC
• 04/2026 → Present
  Aimpoint Wealth Management
  El Segundo, CA

Previous Registrations

• 2022-12-14 → 2026-04-22
  Vanguard Advisers, Inc.
  Charlotte, NC
  Charlotte, NC
• 2021-12-14 → 2022-12-05
  Lpl Financial Llc
  Las Vegas, NV
• 2020-06-04 → 2021-12-02
  Equitable Advisors, Llc
  Scottsdale, AZ
  Las Vegas, NV
• 2018-10-24 → 2020-05-12
  Ameriprise Financial Services, Llc
  Las Vegas, NV

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2018; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: DAVIS HILLS HOMEOWNERS ASSOCIATION, INC; INVESTMENT RELATED: NO; ADDRESS: 309 POST OFFICE DRIVE, INDIAN TRAIL, NC 28079; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MANAGE HOA FINANCES; 3. NAME OF OTHER BUSINESS: SOVRAN ADVISORS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; START DATE: 04/2026; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE / FINANCIAL PLANNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; 4. NAME OF OTHER BUSINESS: SOVRAN ADVISORS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 04/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; 5. NAME OF OTHER BUSINESS: AIMPOINT WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 4/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6. NAME OF OTHER BUSINESS: Roth Financial, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS, TAX PURPOSES; START DATE: 2/26/26; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: FOR ADVISORY BUSINESS INCOME AND TAX PURPOSES;

Exams

• S66 Uniform Combined State Law Examination
  2018-09-17

Designations

Other Names

• Mitchell Ryan Roth
• Mitchell Roth