Katherine Tan Lazo

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-05-01
NC	RA	APPROVED	2019-05-17

TX RA
APPROVED_RES

Since 2021-05-01
NC RA
APPROVED

Since 2019-05-17

Branch Locations

Charlotte, NC • United States

801 E Morehead St Ste 307, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	08/2018	Present
Blue Raven Solar	Raleigh	NC	05/2018	Present
Village Dental At Olde Raleigh	Raleigh	NC	01/2018	05/2018
Dick's Sporting Goods	Raleigh	NC	09/2017	01/2018
Unemployed	Charlotte	NC	04/2017	09/2017
Pearl Dentistry Reimagined	Charlotte	NC	06/2016	04/2017

08/2018 → Present

Edward Jones

St Louis, MO
05/2018 → Present

Blue Raven Solar

Raleigh, NC
01/2018 → 05/2018

Village Dental At Olde Raleigh

Raleigh, NC
09/2017 → 01/2018

Dick's Sporting Goods

Raleigh, NC
04/2017 → 09/2017

Unemployed

Charlotte, NC
06/2016 → 04/2017

Pearl Dentistry Reimagined

Charlotte, NC

Other Businesses

Chippenham LLC Type of business: Real Estate- Rental Home Charlotte, NC Start date: 6/5/2025 Owner Hours per week: 1 Hours during trading: 0 This is a townhouse that is still my primary residence but starting August 1, 2025 will be renting out

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-08

S66 Uniform Combined State Law Examination

2018-11-08

Other Names

Katie Tan
Katherine Michelle Tan
Katherine Tan

View on SEC IAPD