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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-02-05
  • MI RA
    APPROVED
    Since 2026-02-05

Branch Locations

Commerce Charter Township, MI • United States

755 West Big Beaver Road Suite 2300, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Edina MN 07/2018 04/2023
Unemployed Edina MN 06/2018 07/2018
Amplify Stillwater MN 01/2018 06/2018
Unemployed Bloomington MN 09/2017 01/2018
Molina Healthcare Troy MI 06/2015 09/2017
Hantz Financial Services Southfield MI 04/2023 01/2026
Mma Securities, Llc Troy MI 01/2026 Present
Marsh Mclennan Agency Troy MI 01/2026 Present
  • 07/2018 → 04/2023
    Ameriprise Financial Services, Llc
    Edina, MN
  • 06/2018 → 07/2018
    Unemployed
    Edina, MN
  • 01/2018 → 06/2018
    Amplify
    Stillwater, MN
  • 09/2017 → 01/2018
    Unemployed
    Bloomington, MN
  • 06/2015 → 09/2017
    Molina Healthcare
    Troy, MI
  • 04/2023 → 01/2026
    Hantz Financial Services
    Southfield, MI
  • 01/2026 → Present
    Troy, MI
  • 01/2026 → Present
    Marsh Mclennan Agency
    Troy, MI
Previous Registrations
Other Businesses

The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-03
S63 Uniform Securities Agent State Law Examination 2023-05-15
  • S65 Uniform Investment Adviser Law Examination
    2023-07-03
  • S63 Uniform Securities Agent State Law Examination
    2023-05-15
Other Names
  • Rachel Marie Smith
  • Rachel Marie Thomas
  • Rachel Thomas

View on SEC IAPD

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