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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-02-06 |
Branch Locations
14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 07/2018 | 03/2019 |
| Unemployed | Louisville | KY | 05/2017 | 07/2018 |
| Humana | Louisville | KY | 07/2012 | 05/2017 |
| Bank Of America, N.A. | Louisville | KY | 07/2018 | 03/2019 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2022 | 05/2025 |
| Walton Global Llc | Phoenix | AZ | 05/2021 | 09/2021 |
| Krogers | Louisville | KY | 10/2019 | 02/2021 |
| Unemployed | Prospect | KY | 04/2019 | 09/2019 |
| Unemployed | Phoenix | AZ | 10/2021 | 12/2021 |
| Raymond James & Associates, Inc. | Scottsdale | AZ | 01/2026 | Present |
| Unemployed | Phoenix | AZ | 06/2025 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-29 |
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