Alec Smith

Columbia Management Investment Advisers, LLC

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Current Employers

Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-02-25
GA	RA	APPROVED	2026-02-25
MA	RA	APPROVED	2022-06-08

AL RA
APPROVED

Since 2026-02-25
GA RA
APPROVED

Since 2026-02-25
MA RA
APPROVED

Since 2022-06-08

Branch Locations

Birmingham, AL • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii - John Hancock	Raleigh	NC	07/2018	11/2018
Finish Line	Roanoke	VA	06/2016	09/2017
Bb&T	Roanoke	VA	08/2017	01/2018
Freedom First	Roanoke	VA	02/2018	09/2021
Royal Alliance Associates, Inc.	Roanoke	VA	11/2018	02/2019
Columbia Management Investment Distributors, Inc.	Boston	MA	09/2021	Present

07/2018 → 11/2018

Sii - John Hancock

Raleigh, NC
06/2016 → 09/2017

Finish Line

Roanoke, VA
08/2017 → 01/2018

Bb&T

Roanoke, VA
02/2018 → 09/2021

Freedom First

Roanoke, VA
11/2018 → 02/2019

Royal Alliance Associates, Inc.

Roanoke, VA
09/2021 → Present

Columbia Management Investment Distributors, Inc.

Boston, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-04
S63	Uniform Securities Agent State Law Examination	2018-09-15

S66 Uniform Combined State Law Examination

2022-04-04
S63 Uniform Securities Agent State Law Examination

2018-09-15

Other Names

Alec M Smith
Alec Smith

View on SEC IAPD

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