Carlos Gutierrez

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

Lake Hopatcong, NJ • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Florham Park	NJ	07/2018	02/2019
Life Time Fitness	Florham Park	NJ	12/2014	06/2018
Montclair University	Montclair	NJ	09/2014	05/2018
La Fitness	Kearny	NJ	10/2016	11/2016
Bank Of America, N.A.	Florham Park	NJ	09/2018	02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Florham Park	NJ	04/2019	09/2022
Bank Of America, N.A.	Florham Park	NJ	05/2019	09/2022
Fidelity Investments	Paramus	NJ	09/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

07/2018 → 02/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ
12/2014 → 06/2018

Life Time Fitness

Florham Park, NJ
09/2014 → 05/2018

Montclair University

Montclair, NJ
10/2016 → 11/2016

La Fitness

Kearny, NJ
09/2018 → 02/2019

Bank Of America, N.A.

Florham Park, NJ
04/2019 → 09/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ
05/2019 → 09/2022

Bank Of America, N.A.

Florham Park, NJ
09/2022 → Present

Fidelity Investments

Paramus, NJ
03/2025 → Present

Fidelity Investments

Boston, MA

2022-10-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Paramus, NJ
2019-05-07 → 2022-09-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-14