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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-21
  • TX RA
    APPROVED
    Since 2022-06-21

Branch Locations

20855 Stone Oak Pkwy, Floor 02, San Antonio, TX 78258 • United States

10 S Dearborn St, Chicago, IL 60603-2300 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. San Antonio TX 07/2018 08/2019
Woodforest Bank San Antonio TX 08/2017 11/2017
Wells Fargo Bank San Antonio TX 11/2014 08/2017
Victory Capital Services, Inc San Antonio TX 09/2019 08/2020
J.P. Morgan Securities Llc San Antonio TX 08/2020 06/2022
Bbva San Antonio TX 11/2017 08/2019
Cash America International Fort Worth TX 09/2016 12/2016
Jp Morgan Chase Bank, N.A. San Antonio TX 06/2022 07/2024
Jpmorgan Chase Bank, N.A. San Antonio TX 08/2024 Present
J.P. Morgan Securities Llc San Antonio TX 08/2024 Present
  • 07/2018 → 08/2019
    Bbva Securities Inc.
    San Antonio, TX
  • 08/2017 → 11/2017
    Woodforest Bank
    San Antonio, TX
  • 11/2014 → 08/2017
    Wells Fargo Bank
    San Antonio, TX
  • 09/2019 → 08/2020
    Victory Capital Services, Inc
    San Antonio, TX
  • 08/2020 → 06/2022
    San Antonio, TX
  • 11/2017 → 08/2019
    Bbva
    San Antonio, TX
  • 09/2016 → 12/2016
    Cash America International
    Fort Worth, TX
  • 06/2022 → 07/2024
    Jp Morgan Chase Bank, N.A.
    San Antonio, TX
  • 08/2024 → Present
    Jpmorgan Chase Bank, N.A.
    San Antonio, TX
  • 08/2024 → Present
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-24
S63 Uniform Securities Agent State Law Examination 2019-06-23
  • S66 Uniform Combined State Law Examination
    2022-01-24
  • S63 Uniform Securities Agent State Law Examination
    2019-06-23

View on SEC IAPD

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