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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-03-11 |
Branch Locations
3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Georgia | Athens | GA | 07/2014 | 05/2018 |
| Banksouth | Greensboro | GA | 05/2016 | 05/2018 |
| American General Life Insurance | Houston | TX | 06/2018 | 11/2021 |
| Aig Capital Services, Inc. | Houston | TX | 07/2018 | 11/2021 |
| Ubs Financial Services, Inc. | Atlanta | GA | 11/2021 | Present |
1) Name of Business: 706 Together./ Address: 220 University DriveAthens Georgia United States./ Investment Related: No./ Nature: "- organizing fundraising events, 4-5 a year - heading up the golf tournament - Monthly board meetings"./ Role: Member of Board of directors./ Duty: "- organizing fundraising events, 4-5 a year - attending an volunteering at those events - promoting those events - heading up the golf tournament - Monthly board meetings"./ Start Date: 6/1/2022./ Time Required: No.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-14 |
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