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Ian James Saunders

Nasdaq Dorsey Wright

Richmond, VA

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Current Employers
Nasdaq Dorsey Wright

3300 W Leigh Street, Richmond, VA 23230 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-02-26
  • VA RA
    APPROVED
    Since 2026-02-26

Branch Locations

3300 W Leigh Street, Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Williamsburg VA 08/2014 05/2018
Dorsey Wright & Associates Richmond VA 07/2018 Present
  • 08/2014 → 05/2018
    Student
    Williamsburg, VA
  • 07/2018 → Present
    Dorsey Wright & Associates
    Richmond, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-14
  • S65 Uniform Investment Adviser Law Examination
    2018-09-14
Other Names
  • Ian Saunders

View on SEC IAPD

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CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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