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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-07-28
  • TN RA
    APPROVED
    Since 2025-07-28

Branch Locations

2110 Memorial Blvd, Murfreesboro, TN 37129 • United States

2110 Memorial Blvd, Murfrrsboro, TN 37129 • United States

6075 Poplar Ave Ste 650, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Smyrna TN 08/2015 11/2021
Fifth Third Securities Smyrna TN 07/2018 03/2022
Fifth Third Bank Brentwood TN 11/2021 03/2022
Truist Investment Services, Inc Murfreesboro TN 03/2022 07/2025
Truist Advisory Services, Inc Murfreesbore TN 03/2022 07/2025
Wells Fargo Clearing Services, Llc Memphis TN 07/2025 Present
  • 08/2015 → 11/2021
    Fifth Third Bank
    Smyrna, TN
  • 07/2018 → 03/2022
    Fifth Third Securities
    Smyrna, TN
  • 11/2021 → 03/2022
    Fifth Third Bank
    Brentwood, TN
  • 03/2022 → 07/2025
    Truist Investment Services, Inc
    Murfreesboro, TN
  • 03/2022 → 07/2025
    Murfreesbore, TN
  • 07/2025 → Present
    Memphis, TN
Previous Registrations
Other Businesses

TIMMOMS PROPERTY MANAGMENT/ BERKSHIRE HOMEOWNERS ASSOCIATION POSITION: Pool Monitor NATURE: This is my Neighborhood's HOA. I will be working specifically at 1 of the 2 Neighborhood pools INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2025 ADDRESS: Murfreesboro TN, United States DESCRIPTION: I will be verifying access to the neighborhood pool, Enforcing Rules, and closing the pool at night.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-28
S63 Uniform Securities Agent State Law Examination 2018-08-17
  • S65 Uniform Investment Adviser Law Examination
    2018-09-28
  • S63 Uniform Securities Agent State Law Examination
    2018-08-17
Other Names
  • Nick A Harden

View on SEC IAPD

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