Andrea J Hargette

Fifth Third Securities, Inc.

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Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-10-09

NC RA
APPROVED

Since 2018-10-09

Branch Locations

7926-A Rea Road, Charlotte, NC 28277 • United States

6361 Ardrey Kell Road, Charlotte, NC 28277 • United States

1818 Matthews Township Pkwy, Matthews, NC 28105 • United States

2402 W. Roosevelt Blvd, Monroe, NC 28110 • United States

11206 Providence Road West, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Charlotte	NC	10/2008	Present
Fifth Third Securities	Mathews	NC	07/2018	Present

10/2008 → Present

Fifth Third Bank

Charlotte, NC
07/2018 → Present

Fifth Third Securities

Mathews, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-09
S63	Uniform Securities Agent State Law Examination	2018-08-20

S65 Uniform Investment Adviser Law Examination

2018-10-09
S63 Uniform Securities Agent State Law Examination

2018-08-20

Other Names

Andrea Joyce Hargette

View on SEC IAPD

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