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John Alexander Gardner

Ep Wealth Advisors

Los Angeles, CA

Torrance, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-05
  • CA RA
    APPROVED
    Since 2023-12-05

Branch Locations

11400 W Olympic Blvd #170, Los Angeles, CA 90064 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2018 04/2019
Northwestern Mutual Investment Services Llc Woodland Hls CA 05/2019 09/2023
Northwestern Mutual Life Insurance Company Woodland Hills CA 08/2018 04/2019
Pepperdine University Malibu CA 08/2015 04/2019
Mitchell Beer Woodland Hls CA 05/2019 09/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2020 09/2023
Ep Wealth Advisors, Llc Torrance CA 10/2023 03/2025
Ep Wealth Advisors, Llc Torrance CA 03/2025 06/2026
Ep Wealth Advisors, Llc Torrance CA 06/2026 Present
  • 08/2018 → 04/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2019 → 09/2023
    Woodland Hls, CA
  • 08/2018 → 04/2019
    Northwestern Mutual Life Insurance Company
    Woodland Hills, CA
  • 08/2015 → 04/2019
    Pepperdine University
    Malibu, CA
  • 05/2019 → 09/2023
    Mitchell Beer
    Woodland Hls, CA
  • 05/2020 → 09/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2023 → 03/2025
    Ep Wealth Advisors, Llc
    Torrance, CA
  • 03/2025 → 06/2026
    Ep Wealth Advisors, Llc
    Torrance, CA
  • 06/2026 → Present
    Ep Wealth Advisors, Llc
    Torrance, CA
Previous Registrations
Other Businesses

20% OWNER, SILVERADO COLINAS LLC, 7504 RIVER RD, PROSPECT, , KENTUCKY, 40059, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 07/13/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL PROPERTY, Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-31
  • S66 Uniform Combined State Law Examination
    2020-01-31
Designations
Other Names
  • John Gardner

View on SEC IAPD

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