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Lindsey Sue Herda

Morgan Stanley

Fargo, ND

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-15
ND RA APPROVED 2022-07-19
  • TX RA
    APPROVED
    Since 2022-08-15
  • ND RA
    APPROVED
    Since 2022-07-19

Branch Locations

Multiband Tower 2000 44Th St., Suite 402, Fargo, ND 58103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Wealth Management, Woodbury Financial Services Inc. Fargo ND 07/2018 12/2019
Minnesota State University Moorhead Moorhead MN 08/2015 05/2018
Microtel Inn & Suites West Fargo ND 06/2017 10/2017
Mom's Diner Fargo ND 07/2018 09/2018
Unemployed Fargo ND 05/2018 07/2018
Legacy Wealth Management, Lpl Financial Fargo ND 12/2019 06/2022
Lpl Financial Llc Fargo ND 12/2019 06/2022
Morgan Stanley Smith Barney Llc Fargo ND 07/2022 Present
  • 07/2018 → 12/2019
    Legacy Wealth Management, Woodbury Financial Services Inc.
    Fargo, ND
  • 08/2015 → 05/2018
    Minnesota State University Moorhead
    Moorhead, MN
  • 06/2017 → 10/2017
    Microtel Inn & Suites
    West Fargo, ND
  • 07/2018 → 09/2018
    Mom's Diner
    Fargo, ND
  • 05/2018 → 07/2018
    Unemployed
    Fargo, ND
  • 12/2019 → 06/2022
    Legacy Wealth Management, Lpl Financial
    Fargo, ND
  • 12/2019 → 06/2022
    Fargo, ND
  • 07/2022 → Present
    Morgan Stanley Smith Barney Llc
    Fargo, ND
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-06
  • S66 Uniform Combined State Law Examination
    2021-08-06

View on SEC IAPD

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