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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-19 |
| CA | RA | APPROVED | 2023-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 10/2019 | 02/2021 |
| Unemployed | Sierra Madre | CA | 06/2019 | 09/2019 |
| Merrill Lynch Pierce Fenner & Smith | 333 S Hope Street | CA | 11/2018 | 05/2019 |
| Western International Securities | Pasadena | CA | 07/2018 | 09/2018 |
| Wynn Capital Management | Santa Cruz | CA | 07/2017 | 09/2017 |
| Safeway Inc | Santa Cruz | CA | 07/2017 | 09/2017 |
| Pour Taproom | Santa Cruz | CA | 03/2017 | 05/2017 |
| Unemployed | Sierra Madre | CA | 10/2018 | 11/2018 |
| University Of California, Santa Cruz | Santa Cruz | CA | 09/2015 | 06/2018 |
| Unemployed | Santa Cruz | CA | 12/2017 | 07/2018 |
| Unemployed | Santa Cruz | CA | 05/2017 | 07/2017 |
| Itennis Inc. | South El Monte | CA | 07/2016 | 09/2016 |
| Doghaus | Pasadena | CA | 07/2016 | 09/2016 |
| Unemployed | Santa Cruz | CA | 09/2016 | 03/2017 |
| Rbc Capital Markets, Llc | Beverly Hills | CA | 01/2022 | 07/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 02/2021 | 12/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 10/2022 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-03 |
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