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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Beverly Hills | CA | 07/2018 | 01/2022 |
| Wells Fargo Bank | Beverly Hills | CA | 01/2018 | 02/2022 |
| Wells Fargo Bank | Beverly Hills | CA | 02/2014 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 02/2022 | Present |
I*766242 For profit or not for profit: Entity Charitable Name of outside business organization: Tikvah-Etta & Lazear Israel Center For The Developmentally D Investment related: N Address of business: North Hollywood, California, 91605 Nature of business: ["Charitable Organization"] Position, title, association: ["Other"], Start date of relationship: 4/19/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Member of volunteer sub-committee of the Iranian-American Division of ETTA, helping plan special events for community outreach, education and fundraising, as well as volunteer activities with ETTA clients, such as art projects., ETTA serves people with intellectual and developmental disabilities, and their families. ETTA's services include residential housing, case management, employment training and placement, educational services and social services. I am a member of Friends of ETTA, volunteer sub-committee of the Iranian-American Division, helping plan special events for community outreach, education and fundraising. I*943277 For profit or not for profit: Name of outside business organization: Homestock, LLC Investment related: N Address of business: Los Angeles, California, 90024 Nature of business: ["Business or Industry Organization"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 8/2/2022 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Homestock, LLC is a "single purpose entity" formed by my husband and I, for the sole purpose of purchasing our home. My husband, Sam Kermanian, and I are its managers and only members. I*2155269, Entity Type: , Name of OBA: J N and M N Revocable 2003 Trust, Address: Los Angeles, California, 90024, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 20-Jan-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-15 |
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