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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-22
  • CA RA
    APPROVED
    Since 2022-03-22

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Beverly Hills CA 07/2018 01/2022
Wells Fargo Bank Beverly Hills CA 01/2018 02/2022
Wells Fargo Bank Beverly Hills CA 02/2014 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 02/2022 Present
  • 07/2018 → 01/2022
    Wells Fargo Clearing Services
    Beverly Hills, CA
  • 01/2018 → 02/2022
    Wells Fargo Bank
    Beverly Hills, CA
  • 02/2014 → 12/2017
    Wells Fargo Bank
    Beverly Hills, CA
  • 02/2022 → Present
    Los Angeles, CA
Previous Registrations
Other Businesses

I*766242 For profit or not for profit: Entity Charitable Name of outside business organization: Tikvah-Etta & Lazear Israel Center For The Developmentally D Investment related: N Address of business: North Hollywood, California, 91605 Nature of business: ["Charitable Organization"] Position, title, association: ["Other"], Start date of relationship: 4/19/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Member of volunteer sub-committee of the Iranian-American Division of ETTA, helping plan special events for community outreach, education and fundraising, as well as volunteer activities with ETTA clients, such as art projects., ETTA serves people with intellectual and developmental disabilities, and their families. ETTA's services include residential housing, case management, employment training and placement, educational services and social services. I am a member of Friends of ETTA, volunteer sub-committee of the Iranian-American Division, helping plan special events for community outreach, education and fundraising. I*943277 For profit or not for profit: Name of outside business organization: Homestock, LLC Investment related: N Address of business: Los Angeles, California, 90024 Nature of business: ["Business or Industry Organization"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 8/2/2022 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Homestock, LLC is a "single purpose entity" formed by my husband and I, for the sole purpose of purchasing our home. My husband, Sam Kermanian, and I are its managers and only members. I*2155269, Entity Type: , Name of OBA: J N and M N Revocable 2003 Trust, Address: Los Angeles, California, 90024, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 20-Jan-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-15
  • S66 Uniform Combined State Law Examination
    2018-10-15
Other Names
  • Betty Nehorai
  • Betty Nehorai Kermanian

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