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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-20 |
| IL | RA | APPROVED | 2020-03-02 |
Branch Locations
30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Chicago | IL | 09/2018 | Present |
| Mass Mutual Life Insurance Co | Chicago | IL | 08/2017 | Present |
| Miami University | Oxford | OH | 08/2014 | 05/2017 |
| Park Ridge Country Club | Park Ridge | IL | 05/2007 | 05/2017 |
NAME: JANOS VON AULOCK INV REL: N ADDR: 790 FRONTAGE RD, STE 300, NORTHFIELD, IL 60093 NATURE: GUEST SPEAKER AT HOOPIS PERFORMANCE NETWORK EVENTS POSITION: GUEST SPEAKER START: 7/15/2019 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-17 |
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