Joseph D Obrien

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-02-01
TX	RA	APPROVED	2018-12-26
WI	RA	APPROVED	2018-10-08

FL RA
APPROVED

Since 2022-02-01
TX RA
APPROVED

Since 2018-12-26
WI RA
APPROVED

Since 2018-10-08

Branch Locations

One Main St Ste 300, Racine, WI 53403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vantiv, Now Worldpay	Cincinnati	OH	10/2014	06/2018
Baird	Racine	WI	07/2018	Present

10/2014 → 06/2018

Vantiv, Now Worldpay

Cincinnati, OH
07/2018 → Present

Baird

Racine, WI

Other Businesses

Name/Address: SCHS Foundation 1200 Park Avenue Racine WI 53403 Start Date: 10/1/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-05

S66 Uniform Combined State Law Examination

2018-10-05

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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