Roberto Tapia

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2026-08-17
TX	RA	APPROVED	2026-08-17

NV RA
APPROVED

Since 2026-08-17
TX RA
APPROVED

Since 2026-08-17

Branch Locations

9805 Double R Boulevard Suite 300, Reno, NV 89521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	08/2018	08/2026
Land Rover Rocklin	Rocklin	CA	02/2016	12/2017
Unemployed	Reno	NV	02/2018	07/2018
Lpl Financial Llc	Reno	NV	08/2026	Present

08/2018 → 08/2026

Edward Jones

St Louis, MO
02/2016 → 12/2017

Land Rover Rocklin

Rocklin, CA
02/2018 → 07/2018

Unemployed

Reno, NV
08/2026 → Present

Lpl Financial Llc

Reno, NV

Previous Registrations

2018-10-24 → 2026-08-27

Edward Jones

Reno, NV

St Louis, MO

Reno, NV

Reno, NV

Reno, NV

Reno, NV

Other Businesses

1. 07/2026 - Pacific Wealth Group - DBA for LPL Business (entity for LPL business) - INV REL- 160 Hrs/Mth - 160 Hrs During Trading - Reno, NV 89519 - OBA Start Date: 08/12/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-05

S66 Uniform Combined State Law Examination

2018-10-05

View on SEC IAPD