Inactive

Patrick Carney

Rodgers & Associates

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Current Employers

Rodgers & Associates

2025 Lititz Pike, Lancaster, PA 17601 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2015-05-11

PA RA
APPROVED

Since 2015-05-11

Branch Locations

2025 Lititz Pike, Lancaster, PA 17601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Rodgers & Associates	Lancaster	PA	04/2015	Present

04/2015 → Present

Rodgers & Associates

Lancaster, PA

Previous Registrations

2007-04-17 → 2007-11-07

Lpl Financial Llc

Naugatuck, CT

Naugatuck, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-05-26
S63	Uniform Securities Agent State Law Examination	2005-06-10

S65 Uniform Investment Adviser Law Examination

2015-05-26
S63 Uniform Securities Agent State Law Examination

2005-06-10

View on SEC IAPD

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