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Pierce Faragasso

J.P. Morgan Securities LLC

Atlanta, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-04-03
TX RA APPROVED 2023-04-01
  • GA RA
    APPROVED
    Since 2023-04-03
  • TX RA
    APPROVED
    Since 2023-04-01

Branch Locations

3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 08/2016 05/2018
Jpmorgan Securities, Llc. New York NY 07/2018 Present
  • 08/2016 → 05/2018
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2018 → Present
    Jpmorgan Securities, Llc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-01
S63 Uniform Securities Agent State Law Examination 2018-12-18
  • S65 Uniform Investment Adviser Law Examination
    2023-04-01
  • S63 Uniform Securities Agent State Law Examination
    2018-12-18
Other Names
  • Pierce Charles Faragasso

View on SEC IAPD

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