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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-11-18
  • CA RA
    APPROVED
    Since 2019-11-18

Branch Locations

3075 Hansen Way, Palo Alto, CA 94304 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Enam Holdings P Ltd Mumbai 01/2010 07/2017
Unemployed Mountain View CA 08/2017 04/2018
Canam Investor Services New York NY 05/2018 10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 10/2019 Present
Bank Of America, N.A. Palo Alto CA 12/2019 Present
  • 01/2010 → 07/2017
    Enam Holdings P Ltd
    Mumbai
  • 08/2017 → 04/2018
    Unemployed
    Mountain View, CA
  • 05/2018 → 10/2019
    Canam Investor Services
    New York, NY
  • 10/2019 → Present
    Palo Alto, CA
  • 12/2019 → Present
    Bank Of America, N.A.
    Palo Alto, CA
Other Businesses

Designation: Jt Secretary Name of the entity: San Francisco Chapter of the Institute of Chartered Accountants of India Address: 42086 Via San Gabriel, Fremont, CA 94539 Nature of activity: Non profit volunteer activity focused on serving chapter members Role: I do not have any financial or investment related responsibilities. All work is done only on weekends / evenings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-27
  • S66 Uniform Combined State Law Examination
    2018-12-27

View on SEC IAPD

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