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Current Employers
Witter & Westlake Investments

Eagle Harbor, MI • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-10-27
  • MI RA
    APPROVED
    Since 2025-10-27

Branch Locations

Naperville, IL • United States

Eagle Harbor, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Witter & Westlake Investments Louisville KY 06/2005 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-02
  • S65 Uniform Investment Adviser Law Examination
    2005-02-02

View on SEC IAPD

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