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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-05-07 |
Branch Locations
#101 - 1000 Gardiners Road, Kingston, Ontario K7P 3C4 • Canada
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James (Usa) Ltd | Kingston, Ontario | 02/2019 | Present | |
| Raymond James Ltd | Kingston, Ontario | 11/2010 | Present |
1)RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. RAYMOND JAMES LTD. IS LOCATED AT SUITE 2100 - 925 WEST GEORGIA ST. VANCOUVER BC CANADA V6C 3L2 AND HAS BEEN EMPLOYED SINCE NOVEMBER 26, 2010 .HE IS A FULL TIME AGENT AND HIS TITLE WITH RJL IS "FINANCIAL ADVISOR". HE DEVOTES 140 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES. 2)RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. RAYMOND JAMES FINANCIAL PLANNING LTD. IS LOCATED AT SUITE 2000 - 3777 KINGSWAY BURNABY BC CANADA V5H 3Z7 AND HAS BEEN LICENSED WITH RJFP SINCE NOVEMBER 26, 2010. HE IS A FULL-TIME AGENT. HE DEVOTES FIVE HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES. 3)RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. RAYMOND JAMES FINANCIAL PLANNING LTD. IS LOCATED AT 1173 GLADSTONE WAY KINGSTON ON CANADA AND HAS BEEN LICENSED WITH RJFP SINCE OCTOBER 1, 2018. HE IS A FULL-TIME AGENT. HE DEVOTES 5 HOURS A MONTH DURING MARCH AND APRIL TO THIS BUSINESS. HIS JOB DUTIES INCLUDE TAX RETURN PREPARATION. 4)WHAT A WASH ONT. INC. is not investment-related and is located at 17500 Dundas St. W., Trenton, Ontario K8V 5P7. Business is a self-serve car wash and my position is owner 50% and the start date of the business was July 1, 2014. I devote one hour to this other business during business and trading hours. My duties are as a 50% partner. 5) The View Storage is a not investment-related and is located at 124 William Henderson Dr., Amherstview, Ontario K0H 1G0. Business is a storage facility and the registrant is a minority owner. The start date of the business was October 1, 2023. I devote one hour to this other business during business and trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-06 |
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