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Luke Anderson Derfus

Charles Schwab & Co., Inc.

New York City, NY

New York City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-29
TX RA APPROVED 2021-03-20
  • NY RA
    APPROVED
    Since 2024-07-29
  • TX RA
    APPROVED
    Since 2021-03-20

Branch Locations

200 East 79Th Street, New York City, NY 10075 • United States

60 E 42Nd St Ground Floor, New York City, NY 10165-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. New York NY 07/2018 Present
Texas State University San Marcos TX 08/2015 06/2018
Allcat Claims Services Boerne TX 04/2017 07/2017
Charles Schwab Bank, Ssb New York NY 03/2021 Present
  • 07/2018 → Present
    Charles Schwab & Co., Inc.
    New York, NY
  • 08/2015 → 06/2018
    Texas State University
    San Marcos, TX
  • 04/2017 → 07/2017
    Allcat Claims Services
    Boerne, TX
  • 03/2021 → Present
    Charles Schwab Bank, Ssb
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-20
S63 Uniform Securities Agent State Law Examination 2018-11-30
  • S66 Uniform Combined State Law Examination
    2021-03-20
  • S63 Uniform Securities Agent State Law Examination
    2018-11-30
Other Names
  • Luke Derfus

View on SEC IAPD

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