John Lawrence Keefe

Current Employers

Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-08-21

CA RA
APPROVED

Since 2018-08-21

Branch Locations

Eighth Avenue Place 525 - 8Th Avenue Sw, Calgary, Ab T2P 1G1 • Canada

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

Calgary, Alberta • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	From	To
Raymond James (Usa) Ltd.	Calgary, Alberta	07/2018	Present
Raymond James Ltd.	Calgary, Alberta	02/2017	Present
Bmo Nesbitt Burns Inc.	Calgary, Alberta	01/2002	02/2017

07/2018 → Present

Raymond James (Usa) Ltd.

Calgary, Alberta
02/2017 → Present

Raymond James Ltd.

Calgary, Alberta
01/2002 → 02/2017

Bmo Nesbitt Burns Inc.

Calgary, Alberta

Other Businesses

RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. JOHN KEEFE IS LOCATED AT SUITE 4100, 525-8TH AVENUE SW,CALGARY AB T2P 1G1 AND HAS BEEN EMPLOYED SINCE FEBRUARY 2017. HE IS A FULL TIME EMPLOYEE/AGENT AND HIS TITLE WITH RJL IS "FINANCIAL ADVISOR". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-06-28

S65 Uniform Investment Adviser Law Examination

2018-06-28