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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-20
  • NJ RA
    APPROVED
    Since 2025-03-20

Branch Locations

1000 Harbor Boulevard, Weehawken, NJ 07086 • United States

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Group Long Island City NJ 07/2018 06/2021
Prudential Insurance Shelton CT 01/2016 07/2018
Ernst And Young New York City NY 06/2021 03/2022
Citi Group Long Island City NY 03/2022 01/2025
Ubs Financial Services, Inc Weehawken NJ 03/2025 Present
  • 07/2018 → 06/2021
    Citi Group
    Long Island City, NJ
  • 01/2016 → 07/2018
    Prudential Insurance
    Shelton, CT
  • 06/2021 → 03/2022
    Ernst And Young
    New York City, NY
  • 03/2022 → 01/2025
    Citi Group
    Long Island City, NY
  • 03/2025 → Present
    Weehawken, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-26
S63 Uniform Securities Agent State Law Examination 2018-12-14
  • S65 Uniform Investment Adviser Law Examination
    2019-09-26
  • S63 Uniform Securities Agent State Law Examination
    2018-12-14
Designations

View on SEC IAPD

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