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John Eugene Lupario

Ubs Financial Services Inc.

San Francisco, CA

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-22
  • CA RA
    APPROVED
    Since 2021-03-22

Branch Locations

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spruce Lake Partners Denver CO 01/2018 05/2018
Sanford C. Bernstein & Co., Llc. San Francisco CA 06/2017 08/2017
Sanford C. Bernstein & Co., Llc. San Francisco CA 06/2018 09/2020
University Of Colorado, Boulder Boulder CO 08/2014 05/2018
Ubs Financial Services Inc. San Francisco CA 09/2020 Present
  • 01/2018 → 05/2018
    Spruce Lake Partners
    Denver, CO
  • 06/2017 → 08/2017
    Sanford C. Bernstein & Co., Llc.
    San Francisco, CA
  • 06/2018 → 09/2020
    Sanford C. Bernstein & Co., Llc.
    San Francisco, CA
  • 08/2014 → 05/2018
    University Of Colorado, Boulder
    Boulder, CO
  • 09/2020 → Present
    Ubs Financial Services Inc.
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-22
S63 Uniform Securities Agent State Law Examination 2018-09-24
  • S65 Uniform Investment Adviser Law Examination
    2021-03-22
  • S63 Uniform Securities Agent State Law Examination
    2018-09-24

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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