Kathryn J Millgard

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2014-06-06

WA RA
APPROVED

Since 2014-06-06

Branch Locations

12939 E Pinecroft Way Suite 200, Spokane Valley, WA 99216 • United States

Walla Walla, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	06/2004	Present
Northwestern Mutual Investment Services, Llc	Portland	OR	03/2005	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

06/2004 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
03/2005 → Present

Northwestern Mutual Investment Services, Llc

Portland, OR
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-04-28

S63 Uniform Securities Agent State Law Examination

2005-04-28

Designations

View on SEC IAPD