Alexander Holt Talley

First Citizens Investor Services, Inc.

Claim This Profile

Current Employers

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-01-19

NC RA
APPROVED

Since 2024-01-19

Branch Locations

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

8105 Mallard Creek Road, Charlotte, NC 28262 • United States

6808 Northlake Mall Drive, Charlotte, NC 28216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Citizens Investor Services	Raleigh	NC	07/2018	11/2022
First Citizens Bank	Charlotte	NC	06/2014	05/2018
First Citizens Bank	Charlotte	NC	05/2018	11/2022
Unc Charlotte	Charlotte	NC	07/2014	05/2018
First Citizens Bank	Charlotte	NC	11/2022	02/2024
First Citizens Investor Services	Raleigh	NC	11/2022	02/2024
First Citizens Investor Services	Raleigh	NC	02/2024	Present

07/2018 → 11/2022

First Citizens Investor Services

Raleigh, NC
06/2014 → 05/2018

First Citizens Bank

Charlotte, NC
05/2018 → 11/2022

First Citizens Bank

Charlotte, NC
07/2014 → 05/2018

Unc Charlotte

Charlotte, NC
11/2022 → 02/2024

First Citizens Bank

Charlotte, NC
11/2022 → 02/2024

First Citizens Investor Services

Raleigh, NC
02/2024 → Present

First Citizens Investor Services

Raleigh, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-01-19
S63	Uniform Securities Agent State Law Examination	2018-08-17

S65 Uniform Investment Adviser Law Examination

2024-01-19
S63 Uniform Securities Agent State Law Examination

2018-08-17

View on SEC IAPD

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor