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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-02-11 |
Branch Locations
14515 Catalina Street, San Leandro, CA 94577 • United States
6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States
1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States
Grass Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | San Leandro | CA | 02/2018 | Present |
| Mml Investors Services, Llc | San Leandro | CA | 08/2018 | Present |
| Teseda Corp | Portland | OR | 05/2012 | 02/2018 |
NAME: GREG VAN ESS INV REL: Y ADD: 14515 CATALINA STREET SN LEANDRO CA 94577 NATURE: INDIVIDUAL LIFE POSITION: AGENT START DATE: 6/819/19 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 4
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-26 |
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