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Rachel Bredette Weathers

LPl Financial LLC

San Diego, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-24
  • CA RA
    APPROVED
    Since 2024-01-24

Branch Locations

San Diego, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of The West San Diego CA 05/2018 12/2023
Wells Fargo San Diego CA 08/2017 05/2018
Wells Fargo Lithonia GA 05/2017 07/2017
Feemster Law Enforcement Arlington VA 04/2014 Present
Bancwest Investment Services, Inc. La Jolla CA 06/2018 12/2023
Lpl Financial Llc La Jolla CA 07/2023 12/2023
Lpl Financial Llc San Diego CA 12/2023 Present
  • 05/2018 → 12/2023
    Bank Of The West
    San Diego, CA
  • 08/2017 → 05/2018
    Wells Fargo
    San Diego, CA
  • 05/2017 → 07/2017
    Wells Fargo
    Lithonia, GA
  • 04/2014 → Present
    Feemster Law Enforcement
    Arlington, VA
  • 06/2018 → 12/2023
    Bancwest Investment Services, Inc.
    La Jolla, CA
  • 07/2023 → 12/2023
    La Jolla, CA
  • 12/2023 → Present
    San Diego, CA
Previous Registrations
  • 2023-07-19 → 2023-12-15
    La Jolla, CA
  • 2022-03-16 → 2023-07-19
    Bancwest Investment Services, Inc.
    La Jolla, CA
    La Jolla, CA
Other Businesses

1) 11/2023- Feemster Law Enforcement - Outside/W-2 Employment/ Research Asstiant- Non-Inv. Related- Arlington, VA- start date : 4/12014- 5hrs/mth 2) 11/2023 - Rachel B. Weathers - Notary Public - Inv. Related - San Diego, CA - Start Date: 11/01/2017 - 5 Hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-19
  • S66 Uniform Combined State Law Examination
    2021-08-19
Other Names
  • Rachael Bredette Weathers

View on SEC IAPD

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