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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-11 |
Branch Locations
1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Dublin | CA | 03/2006 | 08/2022 |
| Trackd Out Llc | San Francisco | CA | 09/2016 | 05/2025 |
| How To Logistics Llc | Oakland | CA | 03/2022 | 05/2025 |
| Echelon Music Publishing Global | Hercules | CA | 01/2015 | Present |
| Jp Morgan Chase Bank, N.A. | Oakland | CA | 08/2022 | 09/2025 |
| Jp Morgan Securities Llc | Oakland | CA | 08/2022 | 09/2025 |
| Pfs Investments Inc. | Dublin | CA | 06/2018 | 08/2022 |
| Mml Investors Services, Llc | Walnut Creek | CA | 12/2025 | Present |
| Massmutual Life Insurance Co | Walnut Creek | CA | 11/2025 | Present |
Name: Echelon Music Publishing Global Inv rel: N Add: 2525 Bayfront Blvd #442, Hercules, CA 94547 Nature: Music publishing business Position: OwnerPartner Start date: 01/2015 No. HR/MO: 4 No. HR/MO during sec trading: 0 Describe duties: Publish music for sync licensing deals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-28 |
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