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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-03-29
  • UT RA
    APPROVED
    Since 2023-03-29

Branch Locations

401 Union St, Seattle, WA 98101 • United States

3600 N Outlet Pkwy, Lehi, UT 84043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Salt Lake City UT 07/2018 11/2022
Jpmorgan Chase Bank Na Salt Lake City UT 07/2018 11/2022
Unemployed American Fork UT 04/2018 06/2018
Brigham Young University - Idaho Rexburg ID 09/2017 04/2018
Jp Morgan Denver CO 06/2017 08/2017
Genovese, Burford, & Brothers Sacramento CA 04/2017 05/2017
Unemployed Rexburg ID 01/2017 04/2017
Mra Associates Phoenix AZ 09/2016 12/2016
Brigham Young University - Idaho Rexburg ID 01/2016 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 11/2022 Present
  • 07/2018 → 11/2022
    Jpmorgan Securities Llc
    Salt Lake City, UT
  • 07/2018 → 11/2022
    Jpmorgan Chase Bank Na
    Salt Lake City, UT
  • 04/2018 → 06/2018
    Unemployed
    American Fork, UT
  • 09/2017 → 04/2018
    Brigham Young University - Idaho
    Rexburg, ID
  • 06/2017 → 08/2017
    Jp Morgan
    Denver, CO
  • 04/2017 → 05/2017
    Genovese, Burford, & Brothers
    Sacramento, CA
  • 01/2017 → 04/2017
    Unemployed
    Rexburg, ID
  • 09/2016 → 12/2016
    Mra Associates
    Phoenix, AZ
  • 01/2016 → 04/2018
    Brigham Young University - Idaho
    Rexburg, ID
  • 11/2022 → Present
    Salt Lake City, UT
Other Businesses

I*1932288, Entity Type, Name of OBA: Rental Property 1, Address: Lehi, UT, 84043, Investment Related: No, Position, Title, Association: Sole Owner, Employee Start Date: 06/12/2023, No Hours: 0.5hrs/Weekly, No Hours during trading: 0, Duties: I*1932295, Entity Type, Name of OBA: The F S Trust Address: Rocklin, California, 95765 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 07/25/2024 No Hours: 0 No Hours during trading:0 Duties: I*2874265Entity Type: GovernmentalName of OBA: Lehi ElementaryAddress:Lehi UtahInvestment Related:NoPosition, Title, Association:CommitteeStart Date:10/13/2025No Hours: 6 YearlyNo Hours during trading:0 YearlyDuties:To meet as a committee and vote on the allocation of Land Trust funds allocated to Lehi Elementary for the benefit of the education of Lehi Elementary students. The allocation of funds can only be applied to teaching aids, technology, or outside programs that help the students advance in math, language arts, or science. The committee consists of 2 faculty and 5 parents of students.To participate in 4 meetings per year to decide and vote on proper allocation of Land Trust funds. I*5480270, Entity Type: Entity Charitable, Name of OBA: Curiosity Club Advisory Board, Address: Lehi, Utah, 84048, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 09/01/2026, No Hours: 5 Yearly, No Hours during Trading: 2 Yearly, Duties: Advisory Board meetings are semiannual (in-person preferably, with virtual option). • Members must attend 1 out of 2 annual meetings per year. • Participate in special events, tours, and planning sessions throughout the year. The Curiosity Club Advisory Board provides strategic guidance, community connections, and philanthropic leadership to further the mission and impact of Thanksgiving Point’s Curiosity Club. Advisory Board members are ambassadors for the organization’s initiatives and serve as thought partners in shaping the future of Thanksgiving Point.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-27
S63 Uniform Securities Agent State Law Examination 2018-10-22
  • S65 Uniform Investment Adviser Law Examination
    2023-03-27
  • S63 Uniform Securities Agent State Law Examination
    2018-10-22
Other Names
  • Travis Pointer Jr
  • Travis David Pointer

View on SEC IAPD

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