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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Salt Lake City | UT | 07/2018 | 11/2022 |
| Jpmorgan Chase Bank Na | Salt Lake City | UT | 07/2018 | 11/2022 |
| Unemployed | American Fork | UT | 04/2018 | 06/2018 |
| Brigham Young University - Idaho | Rexburg | ID | 09/2017 | 04/2018 |
| Jp Morgan | Denver | CO | 06/2017 | 08/2017 |
| Genovese, Burford, & Brothers | Sacramento | CA | 04/2017 | 05/2017 |
| Unemployed | Rexburg | ID | 01/2017 | 04/2017 |
| Mra Associates | Phoenix | AZ | 09/2016 | 12/2016 |
| Brigham Young University - Idaho | Rexburg | ID | 01/2016 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 11/2022 | Present |
I*1932288, Entity Type, Name of OBA: Rental Property 1, Address: Lehi, UT, 84043, Investment Related: No, Position, Title, Association: Sole Owner, Employee Start Date: 06/12/2023, No Hours: 0.5hrs/Weekly, No Hours during trading: 0, Duties: I*1932295, Entity Type, Name of OBA: The F S Trust Address: Rocklin, California, 95765 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 07/25/2024 No Hours: 0 No Hours during trading:0 Duties: I*2874265Entity Type: GovernmentalName of OBA: Lehi ElementaryAddress:Lehi UtahInvestment Related:NoPosition, Title, Association:CommitteeStart Date:10/13/2025No Hours: 6 YearlyNo Hours during trading:0 YearlyDuties:To meet as a committee and vote on the allocation of Land Trust funds allocated to Lehi Elementary for the benefit of the education of Lehi Elementary students. The allocation of funds can only be applied to teaching aids, technology, or outside programs that help the students advance in math, language arts, or science. The committee consists of 2 faculty and 5 parents of students.To participate in 4 meetings per year to decide and vote on proper allocation of Land Trust funds. I*5480270, Entity Type: Entity Charitable, Name of OBA: Curiosity Club Advisory Board, Address: Lehi, Utah, 84048, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 09/01/2026, No Hours: 5 Yearly, No Hours during Trading: 2 Yearly, Duties: Advisory Board meetings are semiannual (in-person preferably, with virtual option). • Members must attend 1 out of 2 annual meetings per year. • Participate in special events, tours, and planning sessions throughout the year. The Curiosity Club Advisory Board provides strategic guidance, community connections, and philanthropic leadership to further the mission and impact of Thanksgiving Point’s Curiosity Club. Advisory Board members are ambassadors for the organization’s initiatives and serve as thought partners in shaping the future of Thanksgiving Point.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-22 |
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