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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| CA | RA | APPROVED | 2024-08-23 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | San Jose | CA | 05/2019 | 09/2022 |
| New York Life Insurance Co. | San Jose | CA | 06/2018 | 09/2022 |
| Csr Real Estate Services | San Jose | CA | 09/2017 | 08/2018 |
| Coldwell Banker | Morgan Hill | CA | 12/2016 | 09/2017 |
| Unemployed | San Jose | CA | 05/2016 | 12/2016 |
| Eagle Strategies Llc | San Jose | CA | 08/2021 | 09/2022 |
| Ameriprise Financial Services | Palo Alto | CA | 09/2022 | 09/2022 |
| Ameriprise Financial Services, Llc | Palo Alto | CA | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Palo Alto | CA | 09/2022 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 07/2024 | Present |
| Opus Advice First Of Ameriprise | Palo Alto | CA | 09/2022 | 07/2024 |
| Bank Of America, N.A. | Palo Alto | CA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-08 |
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