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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-12-19 |
| TX | RA | APPROVED | 2023-12-19 |
Branch Locations
10 S Dearborn St Floor 19, Chicago, IL 60603 • United States
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Downers Grove | IL | 05/2019 | 08/2019 |
| Edward Jones | St Louis | MO | 07/2018 | 03/2019 |
| Jpmorgan Chase Bank Na | Chicago | IL | 10/2019 | Present |
| Jpmorgan Securities Llc | Chicago | IL | 10/2019 | Present |
| Prudential | Downers Grove | IL | 06/2019 | 08/2019 |
| Edward Jones | St Louis | MO | 07/2018 | 03/2019 |
| Unemployed | Chicago | IL | 04/2019 | 05/2019 |
| Unemployed | Chicago | IL | 09/2019 | 10/2019 |
| Unemployed | San Gabriel | 09/2016 | 01/2017 | |
| Unemployed | Orlando | FL | 01/2017 | 06/2018 |
Entity Name: UBER Investment related: No Address: 1515 Third Street in San Francisco, CA. Nature of the other business: Rideshare Position/Title/Relationship: Employee/Contractor Start Date: 09/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: None. Drive people around using the Uber App. Entity Name: UBER Investment related: No Address: 1455 Market St. Ste 400. San Francisco, CA 94103 Nature of the other business: Transportation Position/Title/Relationship: Employee/Contractor Start Date: 01/30/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: UBER EATS. Food Delivery.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-07 |
| S66 | Uniform Combined State Law Examination | 2018-09-10 |
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