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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-09
NY RA APPROVED 2021-10-26
  • CA RA
    APPROVED
    Since 2023-11-09
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Agc Partners Boston MA 06/2017 08/2017
Education Hanover MA 06/2008 06/2018
Sanford C. Bernstein & Co., Llc. New York NY 06/2018 09/2020
Ubs Financial Services New York NY 09/2020 Present
  • 06/2017 → 08/2017
    Agc Partners
    Boston, MA
  • 06/2008 → 06/2018
    Education
    Hanover, MA
  • 06/2018 → 09/2020
    Sanford C. Bernstein & Co., Llc.
    New York, NY
  • 09/2020 → Present
    Ubs Financial Services
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-08
S63 Uniform Securities Agent State Law Examination 2018-11-17
  • S65 Uniform Investment Adviser Law Examination
    2023-11-08
  • S63 Uniform Securities Agent State Law Examination
    2018-11-17

View on SEC IAPD

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