Daniel T Ausman

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-02-29
TX	RA	APPROVED	2024-02-29

IL RA
APPROVED

Since 2024-02-29
TX RA
APPROVED

Since 2024-02-29

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Chicago	IL	07/2018	Present
Jpmorgan Securities Llc	Chicago	IL	07/2018	Present
Jpmorgan Chase & Co.	Chicago	IL	05/2017	08/2017
Unemployed	Columbia	MO	09/2017	06/2018
Unemployed	Columbia	MO	09/2016	04/2017

07/2018 → Present

Jpmorgan Chase Bank Na

Chicago, IL
07/2018 → Present

Jpmorgan Securities Llc

Chicago, IL
05/2017 → 08/2017

Jpmorgan Chase & Co.

Chicago, IL
09/2017 → 06/2018

Unemployed

Columbia, MO
09/2016 → 04/2017

Unemployed

Columbia, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-02-29
S63	Uniform Securities Agent State Law Examination	2018-10-22

S65 Uniform Investment Adviser Law Examination

2024-02-29
S63 Uniform Securities Agent State Law Examination

2018-10-22

View on SEC IAPD

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