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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-08 |
Branch Locations
249 Fifth Avenue Floor 29, Pittsburgh, PA 15222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hudson Park Rehabilitation And Nursing Center | Albany | NY | 02/2017 | 10/2021 |
| Plattsburgh Rehab And Nursing Center (Formerly Evergreen Valley) | Plattsburgh | NY | 01/2015 | 01/2017 |
| Meadowbrook Healthcare | Plattsburgh | NY | 03/2016 | 02/2017 |
| Ayco/Goldman Sachs | Albany | NY | 01/2019 | 11/2023 |
| J.P. Morgan Securities Llc | Schenectady | NY | 11/2023 | 06/2025 |
| Jpmorgan Chase Bank, N.A. | Schenectady | NY | 11/2023 | 06/2025 |
| Azlm Llc | Watervliet | NY | 07/2022 | Present |
| Capital District Home Care Agency | Albany | NY | 10/2020 | Present |
| Pnc Wealth Management Llc | Watervliet | NY | 04/2026 | Present |
07/2022 / AZLM LLC / Owner / Not investment related / Zero hours during trading // October 2020/ Capital District Home Care Agency/ Employee/Contractor/ non-investment related/0 hours during trading hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-02-13 |
| S65 | Uniform Investment Adviser Law Examination | 2019-07-10 |
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