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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-26 |
| TX | RA | APPROVED | 2024-07-22 |
| UT | RA | APPROVED | 2023-05-25 |
Branch Locations
928 W 1450 S, Springville, UT 84663 • United States
301 Banner Ct Ste 1, Modesto, CA 95356 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc. | Springville | UT | 09/2020 | Present |
| Vicky Johnson | Modesto | CA | 01/2018 | 09/2020 |
| Church Missionary | Anchorage | AK | 07/2016 | 12/2017 |
| Principal Life Insurance | Springville | UT | 06/2023 | Present |
| Johnson Carpenter Wealth Management | Springville | UT | 08/2023 | Present |
FIXED INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 3 START DATE: 06/01/2023 ADDRESS: 983 W 1350 S, SPRINGVILLE UT 84663, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, P&C, health, and group benefits.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-24 |
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