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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-04-02
  • MN RA
    APPROVED
    Since 2024-04-02

Branch Locations

5050 France Ave S, Edina, MN 55410 • United States

120 North Mill Street, Fergus Falls, MN 56537 • United States

Fergus Falls, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Fergus Falls MN 07/2023 Present
Bank Of The West Fargo ND 06/2018 07/2023
Bank Of The West Fergus Falls MN 12/2010 06/2018
Lpl Financial Fergus Falls MN 06/2018 Present
  • 07/2023 → Present
    Bmo
    Fergus Falls, MN
  • 06/2018 → 07/2023
    Bank Of The West
    Fargo, ND
  • 12/2010 → 06/2018
    Bank Of The West
    Fergus Falls, MN
  • 06/2018 → Present
    Lpl Financial
    Fergus Falls, MN
Other Businesses

1- 09/2023 / BMO Investment Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-27
  • S66 Uniform Combined State Law Examination
    2024-03-27
Other Names
  • Amy Elizabeth Bennett

View on SEC IAPD

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