Stephen Williams

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-02
FL	RA	APPROVED	2018-12-19

TX RA
APPROVED

Since 2019-01-02
FL RA
APPROVED

Since 2018-12-19

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Miami	FL	06/2018	Present
Publix Super Markets	Lakeland	FL	10/2015	Present

06/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL
10/2015 → Present

Publix Super Markets

Lakeland, FL

Other Businesses

Publix Super Markets Non-investment related Address:Lakeland, Florida Nature of business: Super Market chain Position held: PT Cashier Start date: 10/10/2015 Work 5 to 6 hours per month during Non-trading hours PT Cashier/Customer Service

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-17

S66 Uniform Combined State Law Examination

2018-12-17