James David Chapman

Current Employers

M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2019-05-03

MI RA
APPROVED

Since 2019-05-03

Branch Locations

One Woodward Ave., Ste 1500, Detroit, MI 48226 • United States

1125 N.W. Couch St., Ste. 900, Portland, OR 97209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M Holdings Securities, Inc.	Portland	OR	06/2018	Present
Lovasco Consulting Group	Detroit	MI	06/2018	Present
Level One Bank	Farmington Hills	MI	01/2017	06/2017
Northpointe Capital	Bloomfield Hills	MI	06/2017	08/2017
Full Time Student	Albion	MI	08/2014	05/2018

06/2018 → Present

M Holdings Securities, Inc.

Portland, OR
06/2018 → Present

Lovasco Consulting Group

Detroit, MI
01/2017 → 06/2017

Level One Bank

Farmington Hills, MI
06/2017 → 08/2017

Northpointe Capital

Bloomfield Hills, MI
08/2014 → 05/2018

Full Time Student

Albion, MI

Other Businesses

1) Lovasco Consulting Group; One Woodward Ave Suite 1500 Detroit, MI 48226; Member Firm Affiliation; Investment Related; Consultant; Present reviews of 401(k) plans, provide investment advice, help manage fiduciary responsibilities, and conduct employee education; 05/25/2018; 160 hours per month; 160 hours per month during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-03

S66 Uniform Combined State Law Examination

2019-05-03

Other Names

James Chapman
Jim Chapman

View on SEC IAPD