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Mason Lawrence

Ubs Financial Services Inc.

Bellevue, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-08-07
  • WA RA
    APPROVED
    Since 2023-08-07

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Tacoma WA 09/2011 06/2017
E.K. Riley Investments Seattle WA 06/2018 09/2018
Full-Time Education Eugene OR 09/2019 06/2020
Pacific Capital Resource Group Bellevue WA 06/2019 09/2019
D.A. Davidson & Co. Seattle WA 06/2020 09/2020
Full Time Education Eugene OR 09/2018 06/2019
Full-Time Education Eugene OR 09/2020 06/2021
Full-Time Education Eugene OR 09/2017 06/2018
Unemployed Tacoma WA 06/2017 09/2017
Ubs Financial Services Bellevue WA 06/2021 Present
  • 09/2011 → 06/2017
    Full-Time Education
    Tacoma, WA
  • 06/2018 → 09/2018
    E.K. Riley Investments
    Seattle, WA
  • 09/2019 → 06/2020
    Full-Time Education
    Eugene, OR
  • 06/2019 → 09/2019
    Pacific Capital Resource Group
    Bellevue, WA
  • 06/2020 → 09/2020
    D.A. Davidson & Co.
    Seattle, WA
  • 09/2018 → 06/2019
    Full Time Education
    Eugene, OR
  • 09/2020 → 06/2021
    Full-Time Education
    Eugene, OR
  • 09/2017 → 06/2018
    Full-Time Education
    Eugene, OR
  • 06/2017 → 09/2017
    Unemployed
    Tacoma, WA
  • 06/2021 → Present
    Ubs Financial Services
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-07
  • S66 Uniform Combined State Law Examination
    2023-08-07
Other Names
  • Mason Andrew Lawrence
  • Mason Lawrence

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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