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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-09-30
  • MN RA
    APPROVED
    Since 2021-09-30

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 05/2014 01/2017
Questar Capital Corporation Minneapolis MN 01/2017 07/2019
Unemployed Minneapolis MN 07/2019 08/2020
Woodbury Financial Services Oakdale MN 08/2020 09/2020
Gradient Financial Group Arden Hills MN 09/2020 06/2021
Wealth Enhancement Group Plymouth MN 06/2021 Present
Wealth Enhancement Brokerage Services Plymouth MN 06/2021 Present
Lpl Financial Llc Plymouth MN 06/2021 06/2025
Wealth Enhancement Advisory Services Plymouth MN 06/2021 Present
  • 05/2014 → 01/2017
    Questar Capital Corporation
    Minneapolis, MN
  • 01/2017 → 07/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 07/2019 → 08/2020
    Unemployed
    Minneapolis, MN
  • 08/2020 → 09/2020
    Woodbury Financial Services
    Oakdale, MN
  • 09/2020 → 06/2021
    Gradient Financial Group
    Arden Hills, MN
  • 06/2021 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 06/2021 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 06/2021 → 06/2025
    Lpl Financial Llc
    Plymouth, MN
  • 06/2021 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
Previous Registrations
  • 2020-09-16 → 2020-09-18
    Woodbury Financial Services, Inc.
    Oakdale, MN
  • 2020-09-16 → 2020-09-18
    Fsc Securities Corporation
    Atlanta, GA
  • 2020-09-16 → 2020-09-18
    Scottsdale, AZ
  • 2020-09-16 → 2020-09-18
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2019-04-16 → 2019-07-03
    Questar Asset Management, Inc.
    Minneapolis, MN
    Minneapolis, MN
  • 2019-03-01 → 2019-03-13
    Woodbury Financial Services, Inc.
    Oakdale, MN
  • 2019-02-12 → 2019-03-01
    Questar Asset Management, Inc.
    Minneapolis, MN
Other Businesses

7/21/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Financial Professional - Start Date: 6/21/21 - 160 Hours Per Month/126 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-11
S63 Uniform Securities Agent State Law Examination 2005-04-20
  • S66 Uniform Combined State Law Examination
    2019-02-11
  • S63 Uniform Securities Agent State Law Examination
    2005-04-20
Other Names
  • Eric M Grafnitz

View on SEC IAPD

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