Michael J Goetz-whittaker

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-01
MI	RA	APPROVED	2023-01-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	02/2020	06/2020
Grand Valley State University	Allendale	MI	08/2016	01/2020
Peppinos Pizza	Grand Rapids	MI	06/2017	08/2017
New York Life Insurance Company	Grand Rapids	MI	06/2018	05/2019
Fed Ex	Walker	MI	07/2019	09/2019
Menlo Club/Five Four Club	Grand Rapids	MI	09/2017	01/2018
Equitable Advisors, Llc	New York	NY	02/2020	11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Grand Rapids	MI	12/2022	Present
Bank Of America, N.A.	Grand Rapids	MI	02/2023	Present

02/2020 → 06/2020

Axa Advisors, Llc

New York, NY
08/2016 → 01/2020

Grand Valley State University

Allendale, MI
06/2017 → 08/2017

Peppinos Pizza

Grand Rapids, MI
06/2018 → 05/2019

New York Life Insurance Company

Grand Rapids, MI
07/2019 → 09/2019

Fed Ex

Walker, MI
09/2017 → 01/2018

Menlo Club/Five Four Club

Grand Rapids, MI
02/2020 → 11/2022

Equitable Advisors, Llc

New York, NY
12/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grand Rapids, MI
02/2023 → Present

Bank Of America, N.A.

Grand Rapids, MI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-22

Other Firms