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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-28 |
| IL | RA | APPROVED | 2021-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 06/2018 | Present |
| Sprint | Hammond | IN | 08/2017 | 06/2018 |
| Hhgregg | Merrillville | IN | 03/2016 | 04/2017 |
| J.P. Morgan Securities Llc | Chicago | IL | 06/2018 | Present |
| Unemployed | East Chicago | IN | 05/2017 | 07/2017 |
| Rosarios Real Estate | Chicago | IL | 02/2024 | Present |
Entity Name: Rosarios Real Estate Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/ Title/ Relationship: Independent Contractor Start Date: Feb 20, 2024 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I purchase properties to rent through my LLC. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/25/2020 ADDRESS: 2003 WHITING, IN. DETAILS: Land Lord INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-08 |
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