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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-12-19
  • FL RA
    APPROVED
    Since 2019-12-19

Branch Locations

4225 Ponce De Leon Blvd Suite 500, Coral Gables, FL 33146 • United States

401 East Las Olas Blvd Suite 2300 - Las Olas Centre, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Coral Gables FL 07/2018 Present
Increditble Way Miami FL 03/2013 06/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-18
  • S66 Uniform Combined State Law Examination
    2019-12-18
Other Names
  • Joan Elizabeth Garcia

View on SEC IAPD

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