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Rupesh Nepal

Wells Fargo Clearing Services, LLC

Southlake, TX

Fort Worth, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-25
  • TX RA
    APPROVED
    Since 2018-10-25

Branch Locations

222 W Southlake Blvd, Southlake, TX 76092 • United States

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Southlake TX 09/2015 Present
Wells Fargo Clearing Services, Llc Southlake TX 06/2018 Present
Other Businesses

LYFT, NOT INVT RELATED, SAN FRANCISCO, CA, DRIVER, START DATE 6/1/2021, 20 HRS PER MONTH, 5 HRS DURING TRADING, DRIVE PASSENGERS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-25
S63 Uniform Securities Agent State Law Examination 2018-08-30
  • S65 Uniform Investment Adviser Law Examination
    2018-10-25
  • S63 Uniform Securities Agent State Law Examination
    2018-08-30

View on SEC IAPD

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