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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-15
NY RA APPROVED 2021-12-21
  • TX RA
    APPROVED
    Since 2022-02-15
  • NY RA
    APPROVED
    Since 2021-12-21

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 06/2018 12/2018
Tape-Rite, Co., Inc. New Hyde Park NY 01/2008 05/2018
Unemployed Oyster Bay NY 01/2019 05/2019
David Lerner Associates Syosset NY 05/2019 03/2020
David Lerner Associates Syosset NY 03/2020 07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2021 Present
Macy's Hicksville NY 10/2017 02/2018
  • 06/2018 → 12/2018
    E*Trade Securities Llc
    Alpharetta, GA
  • 01/2008 → 05/2018
    Tape-Rite, Co., Inc.
    New Hyde Park, NY
  • 01/2019 → 05/2019
    Unemployed
    Oyster Bay, NY
  • 05/2019 → 03/2020
    David Lerner Associates
    Syosset, NY
  • 03/2020 → 07/2021
    David Lerner Associates
    Syosset, NY
  • 07/2021 → Present
    New York, NY
  • 10/2017 → 02/2018
    Macy's
    Hicksville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-20
S63 Uniform Securities Agent State Law Examination 2018-09-28
  • S65 Uniform Investment Adviser Law Examination
    2021-12-20
  • S63 Uniform Securities Agent State Law Examination
    2018-09-28
Other Names
  • Max Benjamin Machover
  • Max B Machover
  • Max Machover

View on SEC IAPD

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